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CMS FORMS TRAINING



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What is the Network?
  • A non-profit corporation operating under contract with the Centers for Medicare and Medicaid Services (CMS)
  • Established to assist in the improvement of the quality of health care services and quality of life for dialysis and transplant patients
  • Currently 18 Networks
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Western Pacific Renal Network
  • Providing leadership and resources to renal professionals
  • Providing information about End Stage Renal Disease
  • Helping patients and facilities solve problems
  • Assisting patients and facilities in disaster preparedness
  • Collecting data to help monitor medical outcomes for quality improvement activities
  • Maintaining the renal registry of ESRD patients for CMS


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Rules To Remember When Completing CMS - Forms
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DO NOT LEAVE ANY FIELD BLANK!
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CMS 2728
ESRD Medical Evidence Report
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CMS 2728 – ESRD Medical Evidence Report
  • WHEN TO SUBMIT
    • When a Patient has been determined to be chronic ESRD and requires a regular course of dialysis or kidney transplant to maintain life
    • If a patient goes from Incenter Hemodialysis to any home modality or receives a kidney transplant within 90 days of original onset of ESRD to request the entitlement period be waived
    • If a patient has been off of dialysis more than 12 Months post recovered function event
    • If a patient returns to dialysis following a transplant that has functioned for more than 36 months
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CMS 2728 – ESRD Medical Evidence Report
  • WHEN NOT TO SUBMIT
    • If a patient is ACUTE, not chronic ESRD
    • If a patient changes from any home modality to another home modality within the first 90 days
    • If a patient on any home modality receives a transplant within the first 90 days
    • If a patient returns from dialysis from a transplant that functioned less than 36 months
    • If a patient returns to dialysis less than one year from a recovered function event
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"PART A"
  • PART A


  • Checkboxes for Form Type


    • Initial
      • All Patients will only have one
    • Re-Entitlement
    •   Patient may have more than one
    • Supplemental
    •      Patient will only have one, if any
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2728 – Fields 1-5
  • Please print name legibly


  • If no Medicare # please enter N/A


  • If no SSA, Make sure you indicate this on form
  • Please enter MAILING address



  • Please indicate if address is Nursing Home or other institution.


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2728 – Fields 8 - 10
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Part A Continued
    • Applying for Medicare Coverage (Field 11)


    • Medical Coverage (Field 12)
      • Mandatory field – DO NOT LEAVE BLANK



    • Height and Weight (Fields 13-14)
      • Mandatory field – DO NOT LEAVE BLANK
      • Use only whole numbers – no decimals


    • If Amputee – enter height prior to amputation



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Part A Continued
  • Primary Diagnosis (Field 15)
      • Mandatory – Must use codes on back of form
  • Employment Status(Field 16)
      • Mandatory – Must enter one in BOTH columns



  • Co-Morbid Conditions (Field 17)
      • Mandatory – if “None” you must check “None”
      • If you check – U-Other Institution, you must also check one, 1-3.


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Part A Continued
  • Pre-ESRD Therapy (Field 18)
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Part A Continued
  • Laboratory Values (Field 19)
    • Must be Within 45 days PRIOR to most recent ESRD episode
    • Lipid Profile Must be Within 1 year (Item e)
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2728 PART B CONTINUED
  • Field 20 NAME OF YOUR FACILITY
    • Not just corporate name or number
  • Field 21 Medicare ESRD Provider Number
    • CALIFORNIA
      • 6 digit number starting with 05 or 55
    • Hawaii
      • 6 digit number starting with 12




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Part B for all Dialysis Patients
  • Primary Dialysis Setting (Field 22)
    • Use “Long Term Expected Modality”
  • Primary Type of Dialysis (Field 23)
    • Hemodialysis
      • MUST complete sessions per week and hours per session for all Hemodialysis patients


  • Patient been informed of Transplant Options (Field 26)
  • If NO – MUST complete field 27


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Part C –Kidney Transplant Information
  • Complete only on Re-Entitlement form for patients returning to Dialysis after a transplant failure
  • If patient is unable to provide the information for part C, you may contact the Network Office for the information.
  • Type of Donor (Field 35)
    • Deceased (Cadaveric)
    • Living Related
    • Living Unrelated

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PART D – HOME TRAINING
  • For patients completing Home Dialysis Training
  •  If onset modality, include on “Initial” 2728
  •  If going from Hemo to a home modality within the first 90 days AND applying for Medicare.  This type of form should be marked “Supplemental.”








  • Physician MUST sign both field 44 AND 51.


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PART e – Signatures
  • Physician Attestations
  • MUST be signed by Physician (Nephrologist)







  • Patient Signature:
  • Must be signed by patient or patient representative.
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Network Patient Activity Report  NPAR
  • Monthly by 10th


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Network Patient Activity Reports

    • Requires Patient Zip Code on additions
    • Requires Patient Gender
    • Requires date of event and modality
    • Provides Space for Summary of Additions, Losses and Neutral Event Totals

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Network Patient Activity Report
  • Please make sure you enter the correct provider
  • Print your name and enter phone number.



  • Remember to write legibly! Or use the excel version.
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PAR:  Additions
  • 1 = NEW = never on chronic ESRD
    • 2728 required
  • 2 = transfer from another provider
    • 2a = from another Medicare certified provider
    • 2b = from outside Medicare system  2728 required
      • Prison, out of country
  • 3 = restart (after recovery episode)
  • 4 = dialysis after permanent kidney transplant failure
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PAR:  Losses
  • 5 = transfer out for transplant
    • 5a US transplant center
    • 5b out of country
  • 6 = transfer out
    • 6a = to another Medicare certified unit
    • 6b = prison, out of country (specify)
    • 6c = INVOLUNTARY Discharge
      • You will be contacted for reason
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PAR:  Losses
  • 7 = discontinue:voluntarily stop treatment
    • 2746 required if death within 30 days
  • 8 = death = 2746 required
  • 9 = recovery of kidney function
    • Cannot follow 4
  • 10 = Lost to follow up
    • RARE
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PAR: Neutral events
  • 11 = modality change
    • WITHIN your facility
  • 15 = interruption in service
    • Hospitalization, rehab, snf > 30 days
    • Patient still on your census but inactive
  • 16 = resume service
    • When patient returns from 15


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CMS 2746
DEATH NOTIFICATION effective October 1, 2004
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2746 – Field 12
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2746 – Field 13 and 14
  • IF YOU CHECK YES, you MUST:
  • Check one (1) a – e (reason for discontinuation of dialysis)
  • Complete f (Date of last treatment)
  • Complete Field 14 (allows for unknown)
  • This field is the most common error on the 2746.
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2746 – 15  to 18
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CMS 2746 – DEATH NOTIFICATION

  • Must be Submitted for any active patient at facility at time of death. Due in Network office within 30 days of date of death.


  • Also Required if death occurs within 30 days of last treatment at facility when patient chooses to discontinue dialysis treatment or if no other Medicare facility admits patient.
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Where to Get CMS Forms
  • CMS 2746 – ESRD Death Notification
    • Contact the Network office to request or look for the link on the Network website (www.esrdnet17.org)
  • CMS 2728 – ESRD Patient Registration
    • Contact your local Social Security Office
  • Network Patient Activity Report
    • Contact the Network Office to request
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IF THERE IS ONe THING We WANT  YOU TO REMEMBER FROM TODAY’S PRESENTATION .  .  .
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DO NOT LEAVE ANY FIELD BLANK!
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CONTACT INFORMATION

  • Susan Tanner Director of Information Systems
  • Peter Traub Data Specialist
  • Anne Brush Data Specialist
  • Phone: 415-897-2400
  • Susan x 106
  • Peter x 104
  • Anne x 103
  • Data fax 415-897-2443
  • http://www.esrdnet17.org


  • Email cannot be used for patient specific information